Wabash Capital renews fiduciary excellence certification

TERRE HAUTE — Wabash Capital Inc. in Terre Haute and Greencastle recently announced its renewal certification from the Centre for Fiduciary Excellence (CEFEX), a division of Broadridge Fi360 Solutions (Broadridge).

This certification is only granted by Broadridge to firms that demonstrate adherence to fiduciary best practices. It is a hallmark accomplishment for Wabash Capital, as it signifies conformity to a recognized global standard of fiduciary excellence.

Wabash Capital was subject to a rigorous, multi-month audit and certification process guided by the “Prudent Practices for Investment Advisors,” an industry-recognized handbook that is grounded in law, regulation and professional best practices.

“Broadridge is pleased to continue to add Wabash Capital Inc., to an elite group of investment advisors who have demonstrated adherence to professional practices that define a standard of fiduciary excellence,” CEFEX Vice President Carlos Panksep said. “They have earned the right to use the CEFEX Mark which indicates the firm’s established practices are aligned with investors’ interests and worthy of trust and confidence.”

Don Edwards, president of Wabash Capital, said, “We are proud to be a CEFEX certified investment firm. This certification assures our clients that we are keeping up with the best practices in the industry. Our clients also know that we are a Fiduciary Advisor, meaning we are obligated to act in their best interest.”

Wabash Capital is certified for Investment Advisory and management services for endowments, foundations and retirement plan clients Qualified and Non-Qualified in ERISA 3(21) advisory role and ERISA 3(38) Investment Manager role.

Wabash Capital’s certification is registered and can be viewed at www.fi360.com/cefex.

CEFEX certification standards are substantiated by legislation, case law and regulatory opinion letters from the Employee Retirement Income Security Act (ERISA), the Investment Advisers Act of 1940, the Uniform Prudent Investor Act (UPIA), the Uniform Prudent Management of Institutional Funds Act (UPMIFA) and the Uniform Management of Public Employee Retirement Systems Act (UMPERSA) in the U.S.

A full copy of the standard can be downloaded from Broadridge at www.fi360.com/cefexand a summary can be viewed by clicking on Wabash Capital’s online CEFEX certificate.

For more information about Wabash Capital, visit www.wabashcapital.com.